Sophia Ohanessian Duarte

A results-oriented, strategic and tactical compliance attorney with over 15 years of financial industry experience including FINRA and SEC securities laws and regulatory compliance ('33, '34, Investment Adviser '40 Act, and Investment Company '40 Act), and SEC/FINRA audits. FINRA Series 7, 24, 66 and FINRA Arbitrator. Crypto currency/ Crypto currency Mining/ Initial Coin Offering ( ICO)/ Smart Contract Standards/ and  Block chain regulatory compliance/legal expert.